Vendor Directory
Explore GRC platform and regulatory change management vendors.
Compliance Alliance
Navigating Compliance, Safeguarding Your Success
Compliance Alliance is a federal banking compliance advisory service owned by state bankers associations and focused on bank regulatory needs. The organization offers tailored, custom compliance services designed to meet institutional needs and regulatory challenges. Staff includes attorneys, former auditors and compliance specialists with community banking experience. The site presents bank compliance resources and guidance for every department, function, and regulation and publishes content such as "Banking Matters." Compliance Alliance positions itself as an advisory and support service for banks seeking help navigating the changing regulatory landscape rather than a software product.
Realwired
Seamless appraisals, unified data governance
Realwired offers YouConnect, an appraisal management software aimed at appraisal departments, lenders, vendors and staff. The product advertises unified access to data across Core, LOS and YouConnect without moving data or compromising governance. The site references unified audit trails (Glances) and provides customer-facing resources such as quarterly platform enhancement notes, reporting, and security-related documentation. Documentation covers Risk Management, Business Continuity, Incident Response and Disaster Recovery for Realwired and AWS. Customer comments on the site reference personalized setup, training, ongoing support, and system and report customization. Contact and support email addresses and platform login access are provided on the site.
Allvue Systems
Revolutionizing Alternative Investments with AI Precision
Allvue (Allvue Systems) offers AI-powered alternative investment software designed for the full fund lifecycle. The platform automates accounting, investor relations, and portfolios and positions itself for private capital use cases. Product messaging highlights pre- and post-trade investment compliance capabilities, including investment compliance monitoring during hypothetical testing. Allvue targets private equity and venture capital managers, private debt, CLOs, public credit teams, and fund administrators serving private capital. Site copy describes the solution as engineered to meet regulatory standards and promotes AI partnerships and product innovations relevant to alternative investment operations.
InnReg
Navigate Compliance, Unlock Fintech Potential
InnReg provides comprehensive compliance services tailored for fintech companies, ensuring they thrive within regulated markets. From licensing and registration to ongoing compliance and daily operations, InnReg assists fintech businesses in navigating complex regulatory environments. Their team of experts collaborates closely with fintech firms, enabling them to focus on innovation while InnReg manages their compliance needs effectively. With their end-to-end regulatory services, InnReg aims to simplify the compliance landscape for fintechs, promoting growth and operational success.
F&I Sentinel
Compliance made simple for auto finance leaders
F&I Sentinel positions itself as the auto finance industry's trusted F&I product compliance solutions provider, used by six of the top ten auto lenders. The company offers a managed compliance approach and a purpose-built technology platform called CITADEL to manage the full lifecycle of F&I products from origination to servicing and cancellation. Services include dynamic configuration of minimum business requirements, product submission agreements, product credentialing within lender-specific CITADEL instances, and ongoing monitoring to help lenders remain audit-ready and compliant with state and federal regulations. F&I Sentinel also provides a Concierge Compliance Team and add-on managed origination, servicing and cancellation services for existing clients.
PCMI
Streamlined Solutions for Warranty Success
PCMI offers platform solutions for extended warranty administration and lender compliance. Its PCRS administration platform manages F&I and consumer products, extended warranties, and service contracts by streamlining the entire policy and claims lifecycle. PCMI positions PCRS as an industry‑leading administration platform and a backbone for its network. For lender compliance, PCMI provides TruComply™, which delivers compliance tracking and reporting, precise refund estimates in minutes, and seamless payment distributions. The company emphasizes full automation and accuracy backed by the PCRS network and describes its offerings as platform experiences that reduce costs and improve stages of the warranty business and lender compliance process.
Confluence
Transforming fund management with seamless automation
Confluence Technologies offers the Confluence Alternative Funds Reporting Platform, a unified, modular solution for private fund managers and investment firms. The platform automates financial statement production, regulatory filings such as Form PF and AIFMD, and investor communications. It provides portfolio analytics, data automation and reconciliation, and ESG data and reporting to help firms meet regulatory requirements and client mandates. Confluence positions itself as a global leader in data-driven investment management solutions and combines software capabilities with products and services designed to improve efficiency, control, scalability and auditability across regulatory risk, compliance and reporting workflows.
Sedric
Navigating compliance with precision and ease
Sedric AI is the new standard for end-to-end compliance management in financial services. Their platform aims to automate processes and streamline compliance to support organizations as regulatory requirements become more stringent and complex in the fintech sector. As a compliance co-pilot, it empowers teams to navigate the intricate landscape of financial regulations efficiently. Sedric helps businesses grow while ensuring they remain compliant with evolving standards in the industry.
Charles River Development
Invest with precision, manage with confidence
Charles River IMS is a cloud-based front office investment management solution delivered through Microsoft Azure that automates front- and middle-office processes for buy-side firms. It supports the entire investment lifecycle on a single platform — from portfolio and risk management through trading and post-trade settlement — with integrated compliance management throughout. The platform includes an Investment Book of Record (IBOR) for real-time cash and position data and an Enterprise Data Management (EDM) solution for reference, analytics, pricing, and benchmark data. The offering targets investment and wealth managers, asset owners, insurers and alternative investment firms and references complementary services and a learning portal (CRD Academy). The vendor asks prospects to contact sales via a web form.
CapSign
Digitize Your Capital, Innovate Your Future
CapSign is a technology company offering a platform to digitize, tokenize, and manage capital markets infrastructure. The record describes "smart contract-powered capital raises with built-in compliance, automation, and worldwide investor access." CapSign positions an integrated product suite and blockchain infrastructure for capital markets, noting each product can work together or independently. The homepage h1 is "Programmable Equity for the Internet Age" and the site emphasizes connections to businesses, investment funds, stakeholders, transfer agents, broker-dealers, and banks. The company notes affiliated entities CapSign Securities LLC and California Capital Advisors LLC and presents a combination of financial products and services with an emphasis on security and compliance.
Funds-Axis Limited
Galaxy: Compliance Made Seamless and Smart
Funds-Axis Limited offers regulatory compliance software for the investment management industry. Its Galaxy platform is described as a single, integrated regulatory compliance solution and a multi‑modular hub for risk management, investment compliance and regulatory reporting. The product aims to automate post-trade compliance across global regulations, prospectus rules and internal mandates, and to meet global reporting obligations faster. Galaxy can monitor major shareholding, short selling and takeover disclosures across 80+ jurisdictions, streamline production of KIIDs, KIDs and other regulatory documents, and screen portfolios for exposure to global sanctions, ESG risks, sector exclusions and Shariah compliance. The vendor promotes audit‑ready automation across functions and provides brochures for each module.
TAO Solutions Inc.
Navigate Structured Finance with Confidence
Taosolutions offers AI-driven structured finance software and expert support focused on administration and regulatory compliance for structured finance transactions. The company's product set addresses securitization, ABCP, ABS, RMBS, MBS, warehousing, covered bonds, significant risk transfer, fund finance, private credit, capital-call, and asset finance. Marketing materials describe the platform as "cutting-edge software to simplify the administration and compliance requirements of structured finance" and state that "of the world's top 50 banks rely on our software solutions." Taosolutions presents a combination of software and expert services intended to streamline regulatory and administrative workflows specific to capital markets and banking finance operations.
ComplianceTech
Navigate Compliance with Confidence and Clarity
The ComplianceTech Suite of Products is a set of fair lending and regulatory compliance tools for financial institutions. The suite includes LendingPatterns (executive-level reports and peer analysis), Fair Lending Magic (fair lending analysis across mortgage, auto, consumer, and small business lending), HMDA Ready (cloud-based HMDA support), CRA Check (cloud-based CRA loan application register creation, validation and exam preparation), and Small Business 1071 (Dodd-Frank 1071 data capture and validation). The platform emphasizes data collection and validation, data quality review, reporting, dashboards, and maps. ComplianceTech also offers comprehensive training and consulting services from fair lending experts and invites prospects to schedule a demo.
