News, analysis, and guidance across GRC, risk, audit, and regulatory compliance.
Regulatory Obligations ManagementThe SEC's penalty framework review raises concerns about reduced enforcement and its impact on corporate accountability and compliance programs.
Regulatory Obligations ManagementWhen the Treasury hits a major bank with over $1.2 billion in penalties, compliance teams across the industry start asking the same questions in their Slack channels and Monday morning meetings. The B
Regulatory Obligations ManagementThe European Securities and Markets Authority (ESMA) has unveiled its 2027 Work Programme, focusing on infrastructure rather than another regulatory framework. ESMA is developing a Data Platform, depl
Regulatory Obligations ManagementIllinois incorporated disparate impact into its state lending law the same month a New Jersey federal court blocked a bank s early exit from a redlining consent order. Meanwhile, the CFPB , HUD , and
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Regulatory Obligations ManagementThe NIS2 Directive introduces a two-tier classification system that determines your compliance obligations. Your classification isn t arbitrary; it s driven by sector criticality, operational dependen
Regulatory Obligations ManagementIn March 2023, Deputy Attorney General Lisa Monaco announced significant updates to the Department of Justice s evaluation criteria for corporate compliance programs. These changes mark a fundamental
Regulatory Obligations ManagementWhy This Matters Now If your team manages compliance for a multinational with operations in South Korea, you re familiar with the document-heavy nature of Korean tax audits. Previously, legal communic
