News, analysis, and guidance across GRC, risk, audit, and regulatory compliance.
Regulatory Obligations ManagementESMA's 2025 sanctions report reveals stable sanction volumes but uneven enforcement across EEA jurisdictions, urging GRC teams to prioritize harmonized compliance.
Regulatory Obligations ManagementThe rollback of 205 corporate enforcement cases under political influence highlights the importance of designing compliance programs that remain independent and resilient.
Regulatory Obligations ManagementThe HKMA's ART framework mandates banks to adopt robust AI governance covering accountability, risk management, and transparency to meet evolving regulatory expectations.
Regulatory Obligations ManagementExplore three AML governance models inspired by the UK's multi-agency coordination to tackle economic crime effectively in your jurisdiction.
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Regulatory Obligations ManagementIn September 2026, the FDIC and DOJ issued five enforcement actions highlighting governance failures at the board and executive level. A former bank CEO received a 112-month prison sentence for inside
Regulatory Obligations ManagementWhen the DOJ s corporate FCPA enforcement page shows just one action in 2026, you might be tempted to relax your anti-corruption controls. That s a mistake. Misreading enforcement trends as risk trend
Regulatory Obligations ManagementHealthcare organizations often repeat the same third-party risk management mistakes, even as regulators demand more robust vendor oversight. These aren t mere oversights; they re structural issues roo
Regulatory Obligations ManagementThe Decision You re Facing Your organization screens third parties against sanctions lists . The question isn t whether to screen, it s how. Do you continue manual checks using publicly available list
Regulatory Obligations ManagementThe EU s Corporate Sustainability Due Diligence Directive (CSDDD) isn t a one-size-fits-all mandate. Your compliance path depends on three variables: where you operate, how much revenue you generate i
Regulatory Obligations ManagementYou re not ignoring EU regulations. You ve assigned someone to track them, maybe even budgeted for a consultant. But if your organization treats CSRD , CSDDD , or the EU Retaliation Protection Directi
Regulatory Obligations ManagementWhen two managed investment schemes collapsed in Australia, the investigations revealed a familiar pattern: governance frameworks that seemed adequate on paper but failed in practice. The Australian T
Regulatory Obligations ManagementSouth Africa s Draft National AI Policy, currently moving through Cabinet approval before the March 2026 public consultation, adopts a distributed approach to AI governance. Instead of establishing a
Regulatory Obligations ManagementThe European Commission s digital package promises a single-entry point for cybersecurity incident reporting across GDPR , NIS2 , DORA , and other regulations. On paper, this sounds like the administr
Regulatory Obligations ManagementThe Conventional Wisdom The SEC s 2026 regulatory agenda suggests relief. With 38 items focused on deregulation, compliance teams are anticipating a lighter workload. Proposed amendments to rule 206(4
Regulatory Obligations ManagementIf your firm operates investment services across EU member states, you re now subject to a supervisory model that s fundamentally different from what existed three years ago. National competent author
Regulatory Obligations ManagementThe Federal Court s decision in ASIC v FIIG Securities Limited has prompted many GRC leaders to reassess their risk management systems. The AUD 2.5 million penalty against FIIG is more than a headline
