News, analysis, and guidance across GRC, risk, audit, and regulatory compliance.
Regulatory Obligations ManagementBank of America's static risk scoring caused a $1.2 billion penalty by missing suspicious activity alerts, highlighting the need for adaptive monitoring.
Regulatory Obligations ManagementScope This guide examines the SEC Division of Examinations September 14, 2026 Risk Alert on registered investment adviser annual compliance reviews. It s designed for compliance officers, CCOs, and op
Regulatory Obligations ManagementESMA s proposed MiCA revisions demand immediate attention from third-party risk managers. If your organization engages with crypto-asset service providers, you need a structured way to evaluate whethe
Regulatory Obligations ManagementGermany s Law to Strengthen Business Integrity introduces criminal liability for companies and allows sanctions up to 10% of worldwide annual revenue for organizations exceeding EUR 100 million in tur
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Regulatory Obligations ManagementRegulatory Changes and Their Impact On December 16, the EU Parliament approved amendments to the Corporate ESG Reporting Directive (CSRD) and the Corporate Sustainability Due Diligence Directive (CSDD
Regulatory Obligations ManagementThe Conventional Wisdom Your compliance team managing OTC derivatives might be celebrating the European Supervisory Authorities proposed amendments to bilateral margin requirements. The logic seems st
Regulatory Obligations ManagementThe Joint Board of Appeal recently dismissed an appeal against the European Banking Authority (EBA), ruling that the EBA s decision not to investigate a complaint about a Finnish authority s handling
